6/18/2019 | Legal Update
SEC Adopts New Broker-Dealer Rule, Also Affecting Investment Advisers

Our securities attorneys assist business clients in determining alternatives available for raising capital and in implementing the sale of securities with whatever qualification or filing is required with the SEC or state regulatory body. Of significant benefit to our clients is the attorneys’ awareness of the available alternative means of raising capital and the avoidance of regulatory difficulty. The attorneys provide assistance in the following areas:
6/18/2019 | Legal Update
11/12/2015 | Legal Update
9/20/2013 | Legal Update
3/4/2013 | Legal Update
4/27/2011 | Legal Update
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